-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, JVEr2kanBG0LadsivOdD3RdkYD3jzDbjbsbhCVKAf7bX3EjC/KS71uPBiHOHvSuJ Pizk0qJnOdm8Bz65PfUftA== 0000067347-95-000010.txt : 19950616 0000067347-95-000010.hdr.sgml : 19950616 ACCESSION NUMBER: 0000067347-95-000010 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950323 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MODINE MANUFACTURING CO CENTRAL INDEX KEY: 0000067347 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 390482000 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-10880 FILM NUMBER: 95522576 BUSINESS ADDRESS: STREET 1: 1500 DEKOVEN AVE CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 4146361200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MODINE MANUFACTURING CO CENTRAL INDEX KEY: 0000067347 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 390482000 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1500 DEKOVEN AVE CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 4146361200 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13 D Under the Securities Exchange Act of 1934 (Amendment No. 9) Modine Manufacturing Company ----------------------------- (Name of Issuer) Current Members of the Investment Committee of Modine Manufacturing Company's Pension Trusts: R. T. Savage V. S. Frangopoulos D. R. Johnson W. E. Pavlick A. D. Reid ---------------------------------- (Names of Persons Filing Statement) Common Stock, par value $0.625 per share ---------------------------------------- (Title of Class of Securities) 607828-100 ---------- CUSIP No. W. E. Pavlick, Senior Vice President, General Counsel and Secretary Modine Manufacturing Company 1500 DeKoven Avenue Racine, Wisconsin 53403 (Telephone: (414) 636-1200) -------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) This Schedule 13D is filed for the purpose of deleting shares now reported on a Schedule 13G of even date herewith ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement of Schedule 13G to report the acquisition which is the subject of this statement, and is filing this statement because of Rule 13d-1(b)(3) or (4), check the following [ ]: Not Applicable Check the following box if a fee is being paid with this statement: [ ] Not Applicable 1(a) CUSIP No. 607828-100 ---------------- 1) Names of Reporting Persons S. S. or I. R. S. Identification Nos. of Above Persons R. T. Savage ---------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X --------------- (b) --------------- 3) SEC Use Only --------------------------------- 4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF --------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2 (e) ------------------------------------- 6) Citizenship U.S. -------------------------------- Number of (7) Sole Voting Power 442,183 Shares ------------------------------------- Bene- ficially (8) Shared Voting Power 2,316,607 Owned by ------------------------------------- Each (9) Sole Dispositive Reporting Power 442,183 Person ------------------------------------- With (10) Shared Dispositive Power 2,316,607 ------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,758,790 ---------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ------------------------------------- 13) Percent of Class Represented by Amount in Row (11) 9.3% -------------------- 14) Type of Reporting Person (See Instructions) EP, IN (As a member of ---------------------------- the Pension Trust Investment Committee and individually.) ------------------------------------------------------------------------ 1(b) CUSIP No. 607828-100 ---------------- 1) Names of Reporting Persons S. S. or I. R. S. Identification Nos. of Above Persons V. S. Frangopoulos ---------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X --------------- (b) --------------- 3) SEC Use Only --------------------------------- 4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF --------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2 (e) ------------------------------------- 6) Citizenship U.S. -------------------------------- Number of (7) Sole Voting Power 348,675 Shares ------------------------------------- Bene- ficially (8) Shared Voting Power 2,316,607 Owned by ------------------------------------- Each (9) Sole Dispositive Reporting Power 348,675 Person ------------------------------------- With (10) Shared Dispositive Power 2,316,607 ------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,665,282 ---------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ------------------------------------- 13) Percent of Class Represented by Amount in Row (11) 9.0% -------------------- 14) Type of Reporting Person (See Instructions) EP, IN (As a member of ---------------------------- the Pension Trust Investment Committee and individually) ------------------------------------------------------------------------ 1(c) CUSIP No. 607828-100 ---------------- 1) Names of Reporting Persons S. S. or I. R. S. Identification Nos. of Above Persons D. R. Johnson ---------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X --------------- (b) --------------- 3) SEC Use Only --------------------------------- 4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF --------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2 (e) ------------------------------------- 6) Citizenship U.S. -------------------------------- Number of (7) Sole Voting Power 214,168 Shares ------------------------------------- Bene- ficially (8) Shared Voting Power 2,316,607 Owned by ------------------------------------- Each (9) Sole Dispositive Reporting Power 214,168 Person ------------------------------------- With (10) Shared Dispositive Power 2,316,607 ------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,530,775 ---------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ------------------------------------- 13) Percent of Class Represented by Amount in Row (11) 8.5% -------------------- 14) Type of Reporting Person (See Instructions) EP, IN (As a member of ---------------------------- the Pension Trust Investment Committee and individually) ------------------------------------------------------------------------ 1(d) CUSIP No. 607828-100 ---------------- 1) Names of Reporting Persons S. S. or I. R. S. Identification Nos. of Above Persons W. E. Pavlick ---------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X --------------- (b) --------------- 3) SEC Use Only --------------------------------- 4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF --------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2 (e) ------------------------------------- 6) Citizenship U.S. -------------------------------- Number of (7) Sole Voting Power 286,011 Shares ------------------------------------- Bene- ficially (8) Shared Voting Power 2,316,607 Owned by ------------------------------------- Each (9) Sole Dispositive Reporting Power 286,011 Person ------------------------------------- With (10) Shared Dispositive Power 2,316,607 ------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,602,618 ---------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ------------------------------------- 13) Percent of Class Represented by Amount in Row (11) 8.8% -------------------- 14) Type of Reporting Person (See Instructions) EP, IN (As a member of ---------------------------- the Pension Trust Investment Committee and individually) ------------------------------------------------------------------------ 1(e) CUSIP No. 607828-100 ---------------- 1) Names of Reporting Persons S. S. or I. R. S. Identification Nos. of Above Persons A. D. Reid ---------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X --------------- (b) --------------- 3) SEC Use Only --------------------------------- 4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF --------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2 (e) ------------------------------------- 6) Citizenship Australia -------------------------------- Number of (7) Sole Voting Power 102,753 Shares ------------------------------------- Bene- ficially (8) Shared Voting Power 2,316,607 Owned by ------------------------------------- Each (9) Sole Dispositive Reporting Power 102,753 Person ------------------------------------- With (10) Shared Dispositive Power 2,316,607 ------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,419,360 ---------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ------------------------------------- 13) Percent of Class Represented by Amount in Row (11) 8.1% -------------------- 14) Type of Reporting Person (See Instructions) EP, IN (As a member of ---------------------------- the Pension Trust Investment Committee and individually) ------------------------------------------------------------------------ 1(f) Item 1. Security and Issuer. - ------ ------------------- This statement relates to shares of Common Stock, par value $0.625 per share ("Shares"), of Modine Manufacturing Company ("Modine"), a Wisconsin corporation having its principal executive offices at 1500 DeKoven Avenue, Racine, Wisconsin 53403. Item 2. Identity and Background. - ------ ----------------------- This statement is being filed by the members of the Investment Committee established by Modine's qualified pension trusts (the "Pension Trusts") in their capacity as members of the Investment Committee. Based on a review of applicable Securities and Exchange Commission regulations, the members of the Investment Committee believe that the under- lying statement on Schedule 13D and its subsequent amendments have been inadvertently filed under cover of Schedule 13D. The purpose of the Pension Trusts and the nature of its holdings of Modine Common Stock are properly reportable pursuant to Reg. 240 13d-1(b)(1) on a short form statement on Schedule 13G. Accordingly, no further statements pertaining to the Pension Trusts will be filed by the Investment Committee on Schedule 13D. A corresponding statement pertaining to the Pension Trusts will be filed concurrently by the Investment Committee on Form 13G including appropriately updated information. Item 3. Source and Amount of Funds or Other Consideration. - ------ ------------------------------------------------- Not Applicable. Item 4. Purpose of Transaction. - ------ ---------------------- Not Applicable. Item 5. Interests in Securities of Issuer. - ------ --------------------------------- Not Applicable. Item 6. Contracts, Arrangements, Understandings or Relationships With - ------ ------------------------------------------------------------- Respect to Issuer's Securities. ------------------------------ Not Applicable. Item 7. Material to be Filed as Exhibits. - ------ -------------------------------- Not Applicable. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. R. T. SAVAGE March 13, 1995 - ------------------------------------------ -------------- R. T. Savage, President and Chief Executive Date Officer, and member of the Investment Committee V. S. FRANGOPOULOS March 13, 1995 - ------------------------------------------ -------------- V. S. Frangopoulos, Group Vice President Date Off-Highway Products and member of the Investment Committee D. R. JOHNSON March 13, 1995 - ------------------------------------------ -------------- D. R. Johnson, Executive Vice President, Date Operations and member of the Investment Committee W. E. PALVICK March 13, 1995 - ------------------------------------------ -------------- W. E. Pavlick, Senior Vice President, Date General Counsel and Secretary, and member of the Investment Committee A. D. REID March 13, 1995 - ------------------------------------------ -------------- A. D. Reid, Vice President Finance and Date Chief Financial Officers, and member of the Investment Committee APPENDIX A This statement is being filed by members of the Investment Committee of Modine's Pension Trusts in their capacity as Investment Committee members. R. T. Savage: Mr. Savage is President, Chief Executive Officer, Director of Modine, and member of the Investment Committee. V. S. Frangopoulos: Mr. Frangopoulos is Group Vice President, Off-Highway Products and a member of the Investment Committee. D. R. Johnson: Mr. Johnson is Executive Vice President, Operations and a member of the Investment Committee. W. E. Pavlick: Mr. Pavlick is Senior Vice President, General Counsel and Secretary of Modine, and member of the Investment Committee. A. D. Reid: Mr. Reid is Vice President - Finance, and Chief Financial Officer of Modine, and member of the Investment Committee. The business address for Messrs. Savage, Frangopoulos, Johnson, Pavlick, and Reid and Modine Manufacturing Company is 1500 DeKoven Avenue, Racine, Wisconsin 53403. Modine Manufacturing Company is a manufacturer of heat-transfer products. -----END PRIVACY-ENHANCED MESSAGE-----